• Strong understanding of front to back process & associated products. • Excellent team player • Flexible attitude to working hours. • Organised & self-motivated. • Ability to prioritise tasks. • Pro-active approach to problem identification & resolution

Strong working knowledge of Futures and Options trading, clearing and settlement environments Strong Numeracy Skills Software skills are essential The ability to deal with difficult situations effectively Able to identify and assess business opportunities and risks and identify related deliverable solutions An appreciation of the impact of developments in the service to both customers and members. Strong oral and written communication Able to work alone, within small teams and/or with extended teams across different companies, across Europe. Ability to work in challenging and changing environment

The candidate is primarily responsible for both proactive identification and remediation of key operational risks within Asset Service Utility, ensuring compliance with the Bank`s internal and external regulatory requirements. The role entails the following key duties: 1. facilitate risk meetings to review key risk indicators (depot, nostro etc) and to set performance targets for key processes 2. work with the line managers to undertake root cause analysis 3. regular independent front-to-back process reviews to ensure the control environment is operating effectively 4. assist line managers to devise and implement solutions to close control gaps and audit issues 5. reporting at senior management level (incl Operations, Control hub and Front Office) The candidate will be required to interface with the Business, Controllers, Internal Audit and Technology to ensure control requirements are met, solutions properly designed & implemented and progress tracked & reported. The individual will need to establish a number of key working relationships/networks to succeed in the role & thus will need to: * develop effective techniques for influencing /persuading * use tact and diplomacy in both oral and written communication * act as facilitator /mediator to bring differing viewpoints closer * ensure that information / knowledge is being shared across functions Operational risk / audit training background accompanied with project management experience (providing structure to new problems is absolutely key). Experience of all aspects of Corporate Actions to include management of all risk associated with the process. A strong personality is essential. The candidate will be required to interface with senior management in the region. This person will need to be able to work autonomously & drive certain projects. It is essential that the person is a proven self starter with good presentation /report writing skills. The individual is expected to leverage off of resources and product/ process expertise in the individual areas of GES Operations. In many cases these resources will have other competing priorities- eg normal RTB activity. To succeed therefore the individual will need plenty of drive and commitment as well as an ability to get people bought in and motivated to the tasks in hand

Working Visa application processing times through the UK Governments` Home Office has been greatly reduced for experienced professionals within the finance industry. To that end, I would be very interested in hearing from a seasoned derivative operations / support candidate who is interested in relocating to the UK for the above role. Experience and Skills Required/Desired: • Project management in the Operations of a major investment bank. Exchange traded derivatives operations project or line management. • Client service management or supervision Clearing and exchange reconciliations management or supervision • GMI knowledge - advanced/expert user; Clearvision knowledge - including AIM2CV and 4M • Front to back systems architecture; Reconciliation tools; Brokerage systems; Feeds to downstream controller systems including general ledger; Margining; Interest calculation; Management information systems

• Accurately check all new Exotic Options deals and associated FX Hedges booked in the DTP to a source dealing slip. (Reuters/Term-Sheets) • Perform monitoring of maturing Options ensuring correct events have occurred • Prepare and agree premium settlement netting with Inter Group sites. • Accurately draft confirmations for various FX Derivative Option products. • Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which you are involved, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy. • Maintain Internal Control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators. • Be aware of the Operational Risk scenario associated with your role and act in a manner that takes account of operational risk considerations.

Duties will involve some, if not all of - Trade date clearing of all European exchanges using GMI and Clearvision on behalf of client and house traders, including allocation of execution only trading. Trade date plus one processing of all trade breaks for all London entities including position transfers, commission adjustments, trade amendments etc. Extensive liaison with broker, agents, traders, and salesman to resolves all issues. Expiry processing of all futures and options, including bond, commodity and stock deliveries and receipts. Positions maintenance in GMI and on exchanges including netting and corporate action processing. Front-to-back reconciliations between FO booking systems and GMI. Middle office duties where required such as FO trade booking,amending etc.

Docklands based investment bank require an experienced Margin Analyst to assist it`s Stock Loan operation. Specifically candidates should have gained experience of the following :- A good collateral management background within the broker/dealer environment with previous experience of risk management and the margining function. Good product knowledge of Cash Securities to include in-depth knowledge of Equity, Fixed Income and Cash Management. Candidates with varying degrees of experience will be considered for this role - please get in touch.

The group covers the settlement process for all markets supporting the Stock Loan Financing group. The group has approx 15 members of staff in London & Singapore who are responsible for settlement, reconciliations and client service duties on a daily basis with regular interaction with Stock Loan Traders, as well as internal departments such as Product Control

• Accurately check all new Vanilla FX Options deals and associated FX Hedges booked in the PTS to a source dealing slip. (Reuters/Term-Sheets) • Perform monitoring of maturing Options ensuring correct events have occurred • Prepare and agree premium settlement netting with Inter Group sites. • Accurately draft confirmations for various FX Derivative Option products. • Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which you are involved, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy. • Maintain Internal Control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators. • Be aware of the Operational Risk scenario associated with your role and act in a manner that takes account of operational risk considerations.

This role has the responsibility for the trade capture of all events relating to structured interest rate derivatives transactions. The current product range is: Multi-Callable Swaps, Inflation Swaps (including Zero Coupon, multi-coupon, YOY and the Interpolated versions of these), Range Accruals (including Dual, CMS Spread, Floating, Fixed Ranges), TARNS, FX Linked Power Reverses, Inverse Floaters, Ratchet Swaps, Lifetime swaps, T-Locks and Snowballs. The desk covers variations of all the above and often bespoke products are traded and require special attention. The primary contact points for the section will be Front Office(including Trader Assistants and Sales), Customers, Product control, Legal, Incoming and outgoing documentation and other sections internally within OTC Operations. The role requires the individual to gain the Securities & Investment Institute IAQ qualification. This will be sponsored by the bank and the individual will be given appropriate study time to achieve the qualification. This role presents a very exciting opportunity as the business is growing and new products are always being developed. For further details please get in touch.

Well known multi product broker requires an additional Client Services Officer to join its Brokerage Reclaim team. The role will involve building relationships with a list of designated clients to optimise the reclamation of outstanding brokerage. Candidates should be able to demonstrate similar experience and ber adept at using Word and Excel. Excellent communication skills essential. Good fun team and plenty of banter with the ` front end` !

Highly experienced account manager sought by major financial technology firm. The client has been very successful in the installation of a derivative trade confirmation system and is looking to increase it`s client base through the onboarding of new client equity Derivative transactions. Suitable candidates will have a background in sales and possess a client list which should include Banks, Brokers and Hedge Funds. Candidates must also demonstrate an indepth knowledge of Equity Derivative products and be used to communicating at Senior Management level - i.e Heads of Trading desks. Full details of this role on request.

Job DescriptionTo be responsible for the Trade Support of Vanilla OTC derivative transactions within the processing function of the department ensuring Group standards (F.I.M.) are adhered to at all times and Best Practice Guidelines are followed wherever possible. Support the Front Office Vanilla derivative businesses to continue to provide a full, efficient, controlled and effective operational support. Minimise operational losses ensuring that operating procedures are updated in order to prevent recurrence. Develop and enhance metrics to provide more accurate and granular level of detail for senior Management. Initiate and maintain productive relationships within the area and across other sections and departments, especially in relation to the Front Office to drive the booking accuracy and stp initiatives. Take the lead on trade break analysis and operations process improvements to provide solutions wherever appropriate, working in conjunction with the other areas of the department, namely Incoming, Settlements, Investigations, Reconciliations. and IT. Improve efficiency by regular review of existing processes and refinement/amendment thereof wherever appropriate. Develop external relationships through involvement with market and industry forums and best practises. Input, where necessary, of all interest rate derivative, FX and money market transactions for business areas supported by the department. Effect transaction amendments as defined on QMS Forms and in accordance with your section’s desk instructions. Undertake Reuters, blotter and manual ticket reconciliations for all transactions under your control. Undertake the fixing & checking thereof of transaction rates for all products where appropriate to your daily responsibilities. Undertake an active involvement in the development, testing and implementation of the global strategic operational processing system solution Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which you are involved, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy. Maintain Internal Control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators. Be aware of the Operational Risk scenario associated with your role and act in a manner that takes account of operational risk considerations.

This role has the responsibility for the ISDA confirmation production for all events relating to structured interest rate derivatives transactions. The current product range is: Multi-Callable Swaps, Inflation Swaps (including Zero Coupon, multi-coupon, YOY and the Interpolated versions of these), Range Accruals (including Dual, CMS Spread, Floating, Fixed Ranges), TARNS, FX Linked Power Reverses, Inverse Floaters, Ratchet Swaps, Lifetime swaps, T-Locks and Snowballs. The desk covers variations of all the above and often bespoke products are traded and require special attention. The primary contact points for the section will be Front Office(including Trader Assistants and Sales), Customers, Product control, Legal, Incoming documentation and other sections internally within OTC Operations. The role requires the individual to gain the Securities & Investment Institute IAQ qualification. This will be sponsored by the bank and the individual will be given appropriate study time to achieve the qualification. This role presents a very exciting opportunity as the business is growing and new products are always being developed. • Support the Front Office Structured Interest Rate Derivative businesses to provide a full, efficient, controlled and effective operational function; this encompasses checking trade input, drafting of the ISDA documentation, producing new templates for existing and new products, liaison with clients/internal contacts for resolution of queries and producing daily reports with focus on long outstanding items for follow up and resolution. • Establish/update procedures and desk Instructions for all functions currently under your control, ensuring adherence to FIM and following documented best practice wherever possible. • Minimise operational losses for all functions under your control ensuring that operating procedures are updated in order to prevent recurrence. • Efficiently process all due diligence proposals within the timeframes laid down in each proposal. • Undertake system development and testing to continue the expansion of the current product range. This includes developing existing products for automatic generation of confirmations and potential STP. • Initiate and maintain productive relationships within the area and across other sections and departments. • Improve efficiency by regular review of existing processes and refinement/amendment thereof wherever appropriate. • Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which you are involved, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy. • Be aware of the Operational Risk scenario associated with your role and act in a manner that takes account of operational risk considerations